Consultation

FASEA releases Draft Financial Planners & Advisers Code of Ethics 2019 Guide

Oct 5, 2020

Draft Financial Planners & Advisers Code of Ethics 2019 Guide for Consultation

CONSULTATION PERIOD
5/10/2020 – 2/11/2020

CONSULTATION OPEN

This consultation process is now open for the Draft Financial Planners & Advisers Code of Ethics 2019 Guide.

The draft guide provides an explanation of the intent and application of the Code’s values and standards. It uses fundamental questions to help illustrate the Code and highlights the requirement for advisers to exercise their professional judgement in the best interests of their client guided by the values and standards of the Code.

The draft guide builds on the Preliminary Response to Submissions released in December 2019 and the case study examples contained in FG002 Financial Planners & Advisers Code of Ethics 2019 Guidance.

FASEA invites feedback on the Draft Financial Planners & Advisers Code of Ethics 2019 Guide by 2 November 2020.

Download

Draft Financial Planners & Advisers Code of Ethics Guide

Consultation Feedback

FASEA welcomes feedback on any aspect of the Draft Code of Ethics Guide, Submissions will close 5pm 2 November 2020.

MAKE YOUR SUBMISSION

FASEA invites submissions and/or comments on the guide through our dedicated consultations email (consultation@fasea.gov.au).

Due date for submission: 5pm 2 November 2020

The Financial Adviser Standards and Ethics Authority Limited was established in 2017 to set the education, training and ethical standards of financial advisers in Australia.

 

 

The Financial Adviser Standards and Ethics Authority Limited was established in 2017 to set the education, training and ethical standards of financial advisers in Australia.